| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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|
1. Name and Address of Reporting Person*
| 1345 AVENUE OF THE AMERICAS, 47TH FLOOR | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2009 | 3. Issuer Name and Ticker or Trading Symbol
KOREA FUND INC
[KF]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Assistant Treasurer |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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|---|
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NO SECURITIES ARE BENEFICIALLY OWNED
|
0
|
D
| |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
|
|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
| Explanation of Responses: |
| /s/ Thomas J. Fuccillo, Attorney in fact | 01/28/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EX-24.1
rrd207179_234142.html
SECTION 16 POWER OF ATTORNEY
RICHARD J. COCHRAN
The undersigned hereby constitutes and appoints the individuals named on Schedule A
attached hereto and as may be amended from time to time, or any of them signing singly, with
full power of substitution and resubstitution, the undersigned's true and lawful attorney in
fact to:
1. as may be required, prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the United States Securities and Exchange
Commission (the "SEC") a Form ID, including amendments thereto, and any
other documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Act"), or any rule or regulation of the SEC;
2. execute Forms 3, 4 and 5 in accordance with the Act and the rules and
regulations thereunder for and on behalf of the undersigned, in the undersigned's
capacity as a Section 16 reporting person of the applicable registered investment
companies (and any successor companies) listed on Schedule A attached hereto,
as amended from time to time, and any other registered investment company
affiliated with or established by, or which is advised by, Allianz Global
Investors Fund Management LLC or any successor firm in a similar advisory
capacity, for which the undersigned becomes a Section 16 reporting person (each,
a "Trust"),
3. do and perform any and all acts for and on behalf of the undersigned which may
be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file
such form with the SEC and any stock exchange or similar authority, and
4. take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney in fact, may be of benefit to, in the best
interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorney in fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney in fact may approve in such attorney in
facts discretion.
The undersigned hereby grants to each such attorney in fact full power and authority to
do and perform any and every act and thing whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally present, with full power of
substitution and resubstitution or revocation, hereby ratifying and confirming all that such
attorney in fact, or such attorney in facts substitute or substitutes, shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in
such capacity at the request of the undersigned, are not assuming, nor is any Trust assuming,
any of the undersigned's responsibilities to comply with Section 16 of the Act.
This Power of Attorney shall remain in full force and effect until the undersigned is
no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of
and transactions in securities issued by any Trust, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys in fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as
of this 24th day of December, 2008.
/s/ Richard J. Cochran
Richard J. Cochran
SCHEDULE A
FUND NAME AND SYMBOL
1. NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND NFJ
2. NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND NCV
3. NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II NCZ
4. NICHOLAS-APPLEGATE EQUITY & CONVERTIBLE INCOME
FUND NIE
5. NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE
INCOME FUND NGZ
6. NICHOLAS-APPLEGATE INTERNATIONAL & PREMIUM
STRATEGY FUND NAI
7. PCM FUND, INC. PCM
8. PIMCO CALIFORNIA MUNICIPAL INCOME FUND PCQ
9. PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PCK
10. PIMCO CALIFORNIA MUNICIPAL INCOME FUND III PZC
11. PIMCO CORPORATE INCOME FUND PCN
12. PIMCO CORPORATE OPPORTUNITY FUND PTY
13. PIMCO FLOATING RATE INCOME FUND PFL
14. PIMCO FLOATING RATE STRATEGY FUND PFN
15. PIMCO GLOBAL STOCKSPLUS & INCOME FUND PGP
16. PIMCO HIGH INCOME FUND PHK
17. PIMCO INCOME OPPORTUNITY FUND PKO
18. PIMCO MUNICIPAL ADVANTAGE FUND INC. MAF
19. PIMCO MUNICIPAL INCOME FUND PMF
20. PIMCO MUNICIPAL INCOME FUND II PML
21. PIMCO MUNICIPAL INCOME FUND III PMX
22. PIMCO NEW YORK MUNICIPAL INCOME FUND PNF
23. PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI
24. PIMCO NEW YORK MUNICIPAL INCOME FUND III PYN
25. PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC. RCS
26. THE KOREA FUND, INC. KF
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Thomas J. Fuccillo
2. Lagan Srivastava
3. Ann Morgan
4. Wayne Miao