| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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1. Name and Address of Reporting Person*
| C/O NYSE EURONEXT, 11 WALL STREET | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/01/2009 | 3. Issuer Name and Ticker or Trading Symbol NYSE Euronext
[NYX]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Grp EVP & Head Gbl Derivatives |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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|---|
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Common Stock, par value $0.01 per share
|
1,268
|
D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
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|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
|
Restricted Stock Units
| | |
Common Stock, par value $0.01 per share
|
5,891
|
$
|
D
| |
|
Restricted Stock Units
| | |
Common Stock, par value $0.01 per share
|
9,212
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$
|
D
| |
|
Restricted Stock Units
| | |
Common Stock, par value $0.01 per share
|
8,032
|
$
|
D
| |
|
Restricted Stock Units
| | |
Common Stock, par value $0.01 per share
|
2,535
|
$
|
D
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| Explanation of Responses: |
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Remarks:
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| /s/ Janet M. Kissane under POA dated May 8, 2009 | 05/11/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS
The undersigned, being subject to the reporting obligations of
Section 16 of the Securities Exchange Act of 1934, as amended
(the "Act"), with respect to ownership of securities of NYSE
Euronext (the "Corporation"), hereby constitutes and appoints,
individually, each of Janet Kissane, Sudhir Bhattacharyya, and
any other person holding the title of Corporate Secretary,
Deputy or Associate Corporate Secretary, Vice President - Legal,
Deputy General Counsel or General Counsel of the Corporation,
as the undersigned's true and lawful attorneys-in-fact and agents,
with the power and in the undersigned's name, place and stead, to:
(i) prepare, execute and file, with the United States
Securities and Exchange Commission ("SEC"), any United States
stock exchange or any other authority, for and on behalf of the
undersigned, in connection with transactions in the Corporation's
securities, any and all forms, reports or documents (including
exhibits and amendments thereto), required to be made pursuant
to Section 16(a) of the Act or the related rules of the SEC;
(ii) do and perform any and all acts for and on behalf
of the undersigned which may be necessary or desirable for the
preparation and timely filing of any such forms, reports or
documents with the SEC, any United States stock exchange, and
any other authority; and
(iii) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Limited Power of Attorney
("POA") shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-
in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact,
full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of
substitution, re-substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact, or such attorney-
in-fact's substitute or substitutes, shall lawfully do or cause
to be done by virtue of this POA and the rights and powers herein granted.
This POA shall remain in full force and effect until
the undersigned is no longer required to file reports pursuant
to Section 16 of the Act with respect to the undersigned's holdings
of the Corporation's securities, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing
attorneys-in-fact. A copy of this POA shall be filed with the SEC
and with any applicable United States stock exchange or similar
authority. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of
the undersigned, are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Act.
IN WITNESS WHEREOF, the undersigned has caused this
POA to be executed as of this 8th day of May 2009.
_/s/ Garry Jones____________________
Name: GARRY JONES