| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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1. Name and Address of Reporting Person*
| C/O GOLDMAN, SACHS & CO., 85 BROAD STREET | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2009 | 3. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC
[GS]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)| X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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|---|
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Common Stock, par value $0.01 per share
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1,000
|
D
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
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|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
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| Explanation of Responses: |
| /s/ Andrea Louro DeMar, Attorney-in-fact | 05/14/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
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The undersigned does hereby appoint Bruce A. Albert, Yvette Kosic, Kevin P.
Treanor, Andrea Louro DeMar, Anthony DeRose, Rachel Parrish, Justine Hansen,
Kenneth L. Josselyn, Beverly L. O'Toole and Benjamin J. Rader (and any other
employee of The Goldman Sachs Group, Inc. (the "Company") or one of its
affiliates designated in writing by one of the attorneys-in-fact) his lawful
attorneys, and each of them his true and lawful attorney, with power to act
without the other, and with full power of substitution and resubstitution, to
prepare, execute and file, or cause to be prepared, executed and filed, with the
U.S. Securities and Exchange Commission (the "SEC") for him and in his name in
connection with certain transactions in common stock, par value $.01 per share
(the "Common Stock") of the Company:
1. the Initial Statement of Beneficial Ownership of Securities on
Form 3, any Statement of Changes in Beneficial Ownership on Form
4 and any Annual Statement of Changes in Beneficial Ownership on
Form 5, or any similar or successor form, which may be required
to be filed by him pursuant to Section 16 of the Securities
Exchange Act of 1934, as amended;
2. one or more Forms 144, or amendments to Form 144, relating to
any sales orders (including in connection with the exercise of
options to purchase Common Stock), orally or electronically, to
sell shares of Common Stock to the public from time to time in
accordance with Rule 144 under the Securities Act of 1933, as
amended; and
3. any and all instruments necessary or incidental to any action
listed above, including communications to the SEC, The New York
Stock Exchange and state securities law authorities.
The undersigned hereby grants unto said attorneys and each of them full
power and authority to do and perform in the name and on behalf of the
undersigned, and in any and all capacities, every act and thing whatsoever
required or necessary to be done in and about the premises, as fully and to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and approving the act of said attorneys and each of them.
This power of attorney shall not be affected by the subsequent disability
or incompetence of the principal. This power of attorney shall remain in full
force and effect until either revoked in writing by the undersigned or until
such time as the person or persons to whom power of attorney has been hereby
granted cease(s) to be an employee of the Company or one of its affiliates.
IN WITNESS thereof the undersigned hereunto signed his name this 8th day of
May 2009.
/s/ James J. Schiro
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James J. Schiro