| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0287 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction 1(b). |
1. Name and Address of Reporting Person*
| CVC CAPITAL PARTNERS, 712 5TH AVENUE, 43RD FLOOR | |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol SAKS INC
[SKS] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)| X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
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3. Date of Earliest Transaction (Month/Day/Year) 06/03/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
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Common Stock
| 06/03/2009 | | A | |
18,519
| A | $
0
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48,143
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D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
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| Christopher J. Stadler | 06/04/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EX-24
The undersigned hereby constitutes and appoints each of Michael Brizel, Christine
Morena, Ron Llewellyn, Michael Santora and Peou Puch signing singly, the
undersigned's true and lawful attorney-in-fact (each an "Attorney-in-Fact" to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director, or both of (the "Company"), Forms 3, 4, and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and
the rules thereunder;
(2) do and perform all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute all Forms 3, 4, and 5,
complete and execute all amendments thereto, and timely file all Forms 3, 4,
and 5 with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of the Attorney-in-Fact, may be of benefit to, in the best
interest of, or legally required by, the undersigned, it being understood that
the documents executed by the Attorney-in-Fact on behalf of the undersigned
pursuant to this Power of Attorney will be in form and contain the terms and
conditions as the Attorney-in-Fact may approve in the Attorney-in-Fact's
discretion.
The undersigned hereby grants to each Attorney-in-Fact full power and authority to do
and perform all acts and things whatsoever required, necessary, or proper to be done in
the exercise of the rights and powers herein granted, as fully to all intents and purposes
as the undersigned could do if personally present, with full power of substitution or
revocation, and ratifies and confirms all that the Attorney-in-Fact, or the Attorney-In-
Fact's substitute or substitutes, lawfully does or causes to be done by virtue of this
power of attorney and the rights and power herein granted. The undersigned
acknowledges that Michael Brizel, Christine Morena, Ron Llewellyn, Michael Santora
and Peou Puch, each in serving as Attorney-in-Fact at the request of the undersigned, is
not assuming, and the Company is not assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 and
the rules thereunder.
This Power of Attorney will remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of
and transactions in securities issued by the Company, unless earlier revoked by the
undersigned's written notice delivered to each Attorney-in-Fact.
Signature: /s/ Christopher J. Stadler
Print Name: Christopher J. Stadler
Date: 06/5/2009