1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol
SUN MICROSYSTEMS, INC.
[JAVA] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | EVP, R&D & CTO |
|
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security
(Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code
(Instr. 8) | 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) | 7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 07/30/2009 | | F | |
9,570
| D | $
9.23
|
124,046
|
D
| |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date
(Month/Day/Year) | 7. Title and Amount of Underlying Securities
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) | 11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Employee Stock Option (Right to Buy)
| $
160
| | | | | | | | 04/12/2010 |
Common Stock
|
12,919
| |
12,919
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
74.32
| | | | | | | | 04/18/2011 |
Common Stock
|
27,921
| |
27,921
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
50.36
| | | | | | | | 11/07/2011 |
Common Stock
|
9,802
| |
9,802
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
50.36
| | | | | | | | 11/07/2011 |
Common Stock
|
11,196
| |
11,196
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
36.56
| | | | | | | | 03/19/2010 |
Common Stock
|
31
| |
31
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
25.8
| | | | | | | | 05/02/2012 |
Common Stock
|
31,743
| |
31,743
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
14.8
| | | | | | | | 07/25/2012 |
Common Stock
|
49,428
| |
9,886
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
15.4
| | | | | | | | 07/23/2013 |
Common Stock
|
99,788
| |
99,788
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
15.16
| | | | | | | | 07/29/2014 |
Common Stock
|
100,000
| |
100,000
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
15.4
| | | | | | | | 07/28/2015 |
Common Stock
|
75,000
| |
75,000
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
17.04
| | | | | | | | 07/27/2016 |
Common Stock
|
125,000
| |
125,000
|
D
| |
|
Employee Stock Option (Right to Buy)
| $
20.4
| | | | | | | | 07/31/2017 |
Common Stock
|
112,500
| |
112,500
|
D
| |
| /s/ Gregory M. Papadopoulos | 07/30/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
