| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| | | | | | | |
8,402
|
D
| |
|
Common Stock
| | | | | | | |
102,300
|
D
| |
|
Common Stock
| 08/10/2009 | | S | |
62,400
| D | $
16.1607
|
0
|
I
|
Golden Resorts, Inc.
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Non-Qualified Stock Options (right to buy)
| $
12.61
| | | | | | | 01/15/2005 | 01/15/2014 |
Common Stock
|
5,769
| |
5,769
|
D
| |
|
Non-Qualified Stock Options (right to buy)
| $
2.875
| | | | | | | 01/26/2002 | 01/26/2011 |
Common Stock
|
25,000
| |
25,000
|
D
| |
|
Non-Qualified Stock Options (right to buy)
| $
9.2
| | | | | | | 06/19/2003 | 06/19/2012 |
Common Stock
|
10,000
| |
10,000
|
D
| |
|
Non-Qualified Stock Options (right to buy)
| $
10
| | | | | | | 06/19/2004 | 06/19/2013 |
Common Stock
|
10,000
| |
10,000
|
D
| |
|
Non-Qualified Stock Option(right to buy)
| $
14.94
| | | | | | | 01/15/2006 | 01/15/2015 |
Common Stock
|
5,155
| |
5,155
|
D
| |
|
Non-Qualified Stock Options(right to buy)
| $
23.61
| | | | | | | 01/17/2007 | 01/17/2016 |
Common Stock
|
3,155
| |
3,155
|
D
| |
|
Non-Qualified Stock Options(right to buy)
| $
20.81
| | | | | | | 01/16/2008 | 01/16/2017 |
Common Stock
|
4,443
| |
2,692
|
D
| |
|
Non-Qualified Stock Options
| $
12.78
| | | | | | | 01/15/2009 | 01/15/2018 |
Common Stock
|
6,879
| |
2,293
|
D
| |
|
Non-Qualified Stock Options
| $
9.37
| 01/15/2009 | | A | |
6,481
| | 01/15/2010 | 01/15/2019 |
Common Stock
|
6,481
|
$
9.37
|
0
|
D
| |
| Dianne Scott, Attorney-in-fact for Shann M. Brassfield | 08/10/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |