1. Name and Address of Reporting Person*
| 2273 RESEARCH BLVD, SUITE 400 | |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Emergent BioSolutions Inc.
[EBS] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)| X | Director | X | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | CEO & Chairman |
|
3. Date of Earliest Transaction (Month/Day/Year) 08/11/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 08/11/2009 | | S | |
700
| D | $
16.92
|
14,300
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
100
| D | $
16.91
|
14,200
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
6,000
| D | $
16.9
|
8,200
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
700
| D | $
16.83
|
7,500
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
1,800
| D | $
16.75
|
5,700
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
100
| D | $
16.7
|
5,600
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
1,000
| D | $
16.68
|
4,600
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
100
| D | $
16.67
|
4,500
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
700
| D | $
16.66
|
3,800
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
702
| D | $
16.64
|
3,098
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
800
| D | $
16.63
|
2,298
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
1,400
| D | $
16.62
|
898
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
400
| D | $
16.61
|
498
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| 08/11/2009 | | S | |
498
| D | $
16.6
|
0
|
I
|
By Intervac Management, L.L.C.
|
|
Common Stock
| | | | | | | |
5,011
|
I
|
By Karim El-Hibri Trust
|
|
Common Stock
| | | | | | | |
5,011
|
I
|
By Yusra El-Hibri Trust
|
|
Common Stock
| | | | | | | |
5,011
|
I
|
By Faiza El-Hibri Trust
|
|
Common Stock
| | | | | | | |
7,181,835
|
I
|
By Intervac, L.L.C.
|
|
Common Stock
| | | | | | | |
2,965,043
|
I
|
By BioPharm, L.L.C.
|
|
Common Stock
| | | | | | | |
1,599,155
|
I
|
By Biovac, L.L.C.
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| /s/ Carl A. Valenstein, attorney-in-fact | 08/12/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |