| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2009 | 3. Issuer Name and Ticker or Trading Symbol
ASHLAND INC.
[ASH]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Vice President |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
|---|
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Common Stock
|
577
|
D
| |
|
Restricted Stock
|
12,000
|
D
| |
|
Common Stock
|
753
|
I
|
401(K)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
|
|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
|
Stock Appreciation Right
| 01/28/2010 | 02/28/2019 |
Common Stock
|
6,000
|
$
9.49
|
D
| |
| Explanation of Responses: |
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| /s/David B. Mattingly, Attorney-in-Fact | 08/20/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
The undersigned hereby appoints each of David L. Hausrath, Linda L. Foss
and David B. Mattingly, signing singly, his or her true and lawful
attorney-in-fact to:
(1) apply for and obtain on behalf of the undersigned the necessary
access codes to file Forms 3, 4, 5 and 144, pursuant to Section 16(a) of
the Securities Exchange Act of 1934 and Rule 144 of the Securities Act of
1933, respectively, electronically via the EDGAR system pursuant to
Regulation S-T and the rules thereunder, and
(2) act in a filing agent capacity to perform any and all acts for and
on behalf of the undersigned which may be necessary to complete the filing
of any such Form 3, 4, 5 and 144 with the U.S. Securities and Exchange
Commission and any other authority in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder.
The undersigned hereby grants to each attorney-in-fact the full power and
authority, for me and on my behalf, to perform all acts necessary and proper
to be done in the exercise of the rights and powers hereby granted.
The undersigned acknowledges that the foregoing individuals are acting
under this Power of Attorney at the request of the undersigned, and are not
assuming any of the undersigned's responsibilities to comply with Section
16 of the Securities Exchange Act of 1934 or Rule 144 of the Securities Act
of 1933.
Each attorney-in-fact shall be authorized to act under this Power of Attorney
only so long as such attorney-in-fact is an employee of Ashland Inc., or
until such time as this Power of Attorney has been revoked, annulled or
set aside.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney
as of this 18th day of August, 2009.
/s/ Anne T. Schumann
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Anne T. Schumann