1. Name and Address of Reporting Person*
| BARNES GROUP INC., 123 MAIN STREET | |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol BARNES GROUP INC
[B] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Sr. VP, Gen. Counsel & Sec. |
|
3. Date of Earliest Transaction (Month/Day/Year) 09/08/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 09/08/2009 | | M | |
35,476
| A | $
13.3875
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
3,168
| A | $
13.2975
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
5,384
| A | $
13.2975
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
756
| A | $
13.2975
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
1,998
| A | $
13.2975
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
2,378
| A | $
13.2975
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | M | |
2,259
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/08/2009 | | S | |
51,419
| D | $
15.3485
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
6,235
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
16,770
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
344
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
2,860
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
1,262
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
24,458
| A | $
13.25
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
20,000
| A | $
12.615
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | M | |
13,332
| A | $
9.56
|
0
|
D
|
|
|
Common Stock
| 09/09/2009 | | S | |
85,261
| D | $
15.384
|
108,783.539
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Employee Stk Option-Right to Buy
| $
13.3875
| 09/08/2009 | | M | | |
35,476
| | 02/06/2011 |
Common Stock
|
35,476
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.2975
| 09/08/2009 | | M | | |
3,168
| | 02/06/2011 |
Common Stock
|
3,168
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.2975
| 09/08/2009 | | M | | |
5,384
| | 02/13/2013 |
Common Stock
|
5,384
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.2975
| 09/08/2009 | | M | | |
756
| | 02/10/2010 |
Common Stock
|
756
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.2975
| 09/08/2009 | | M | | |
1,998
| | 02/10/2010 |
Common Stock
|
1,998
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.2975
| 09/08/2009 | | M | | |
2,378
| | 02/06/2011 |
Common Stock
|
2,378
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/08/2009 | | M | | |
2,259
| | 02/10/2010 |
Common Stock
|
2,259
|
|
6,235
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
6,235
| | 02/10/2010 |
Common Stock
|
6,235
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
16,770
| | 02/10/2010 |
Common Stock
|
16,770
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
344
| | 02/06/2011 |
Common Stock
|
344
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
2,860
| | 02/10/2010 |
Common Stock
|
2,860
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
1,262
| | 02/10/2010 |
Common Stock
|
1,262
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
13.25
| 09/09/2009 | | M | | |
24,458
| | 02/05/2012 |
Common Stock
|
24,458
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
12.615
| 09/09/2009 | | M | | |
20,000
| | 02/16/2015 |
Common Stock
|
20,000
|
|
0
|
D
|
|
|
Employee Stk Option-Right to Buy
| $
9.56
| 09/09/2009 | | M | | |
13,332
| | 02/13/2013 |
Common Stock
|
13,332
|
|
0
|
D
|
|
| Signe S. Gates | 09/10/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |