| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 10/01/2009 | | S | |
766
| D | $
5.17
|
48,734
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
4,400
| D | $
5.19
|
44,334
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
534
| D | $
5.2
|
43,800
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
1,400
| D | $
5.22
|
42,400
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
200
| D | $
5.23
|
42,200
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
200
| D | $
5.24
|
42,000
|
D
| |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Incentive Stock Option (right to buy)
| $
1.85
| | | | | | | 03/26/2009 | 02/26/2019 |
Common Stock
|
43,751
| |
43,751
|
D
| |
|
Incentive Stock Option (right to buy)
| $
3.37
| | | | | | | 03/29/2008 | 02/28/2018 |
Common Stock
|
27,714
| |
27,714
|
D
| |
|
Incentive Stock Option (right to buy)
| $
6.5
| | | | | | | 04/08/2004 | 03/08/2014 |
Common Stock
|
34,000
| |
34,000
|
D
| |
|
Incentive Stock Option (right to buy)
| $
6.59
| | | | | | | 04/11/2005 | 04/11/2015 |
Common Stock
|
35,995
| |
35,995
|
D
| |
|
Incentive Stock Option (right to buy)
| $
6.81
| | | | | | | 04/01/2007 | 03/14/2017 |
Common Stock
|
14,810
| |
14,810
|
D
| |
|
Incentive Stock Option (right to buy)
| $
7.15
| | | | | | | 03/01/2006 | 03/01/2016 |
Common Stock
|
15,388
| |
15,388
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
1.85
| | | | | | | 03/26/2009 | 02/26/2019 |
Common Stock
|
106,249
| |
106,249
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
3.37
| | | | | | | 03/29/2008 | 02/28/2018 |
Common Stock
|
122,286
| |
122,286
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
6.59
| | | | | | | 04/11/2005 | 04/11/2015 |
Common Stock
|
14,005
| |
14,005
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
6.81
| | | | | | | 04/01/2007 | 03/14/2017 |
Common Stock
|
50,190
| |
50,190
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
7.15
| | | | | | | 03/01/2006 | 03/01/2016 |
Common Stock
|
44,612
| |
44,612
|
D
| |
| David J. Morgans, Jr., Ph.D. | 10/02/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |