1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol TIBCO SOFTWARE INC
[TIBX] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | EVP, Gen Counsel & Secretary |
|
3. Date of Earliest Transaction (Month/Day/Year) 10/01/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 10/01/2009 | | M | |
9,167
| A | $
4.58
|
144,896
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
9,167
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
5,532
| A | $
5.99
|
141,261
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
5,532
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
1,804
| A | $
5.99
|
137,533
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
1,804
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
7,292
| A | $
7.3
|
143,021
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
7,292
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
6,792
| A | $
7.3
|
142,521
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
6,792
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
6,700
| A | $
6.98
|
142,429
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
6,700
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
32,883
| A | $
6.98
|
168,612
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
32,883
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
10,417
| A | $
6.63
|
146,146
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
10,417
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
47,917
| A | $
6.63
|
183,646
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
47,917
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
5,208
| A | $
6.94
|
140,937
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
5,208
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
9,375
| A | $
5.319
|
145,104
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
9,375
| D | $
9.38
|
135,729
|
D
| |
|
Common Stock
| 10/01/2009 | | M | |
1,348
| A | $
5.319
|
137,077
|
D
| |
|
Common Stock
| 10/01/2009 | | S | |
1,348
| D | $
9.38
|
135,729
|
D
| |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Incentive Stock Option (right to buy)
| $
4.58
| 10/01/2009 | | M | | |
9,167
| 04/19/2003 | 03/19/2013 |
Common Stock
|
9,167
|
$
9.38
|
0
|
D
| |
|
Incentive Stock Option (right to buy)
| $
5.319
| 10/01/2009 | | M | | |
9,375
| 01/01/2004 | |
Common Stock
|
9,375
|
$
9.38
|
0
|
D
| |
|
Incentive Stock Option (right to buy)
| $
5.99
| 10/01/2009 | | M | | |
5,532
| 01/03/2007 | 12/03/2013 |
Common Stock
|
5,532
|
$
9.38
|
0
|
D
| |
|
Incentive Stock Option (right to buy)
| $
6.63
| 10/01/2009 | | M | | |
10,417
| 01/13/2009 | 05/13/2015 |
Common Stock
|
10,417
|
$
9.38
|
0
|
D
| |
|
Incentive Stock Option (right to buy)
| $
6.98
| 10/01/2009 | | M | | |
6,700
| 01/22/2008 | 07/22/2014 |
Common Stock
|
6,700
|
$
9.38
|
0
|
D
| |
|
Incentive Stock Option (right to buy)
| $
7.3
| 10/01/2009 | | M | | |
7,292
| 01/07/2008 | 05/07/2014 |
Common Stock
|
7,292
|
$
9.38
|
0
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
5.319
| 10/01/2009 | | M | | |
1,348
| 11/01/2003 | |
Common Stock
|
1,348
|
$
9.38
|
0
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
5.99
| 10/01/2009 | | M | | |
1,804
| 01/03/2004 | 12/03/2013 |
Common Stock
|
1,804
|
$
9.38
|
0
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
6.63
| 10/01/2009 | | M | | |
47,917
| 06/13/2005 | 05/13/2015 |
Common Stock
|
47,917
|
$
9.38
|
0
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
6.94
| 10/01/2009 | | M | | |
5,208
| 05/24/2009 | 04/24/2016 |
Common Stock
|
5,208
|
$
9.38
|
44,792
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
6.98
| 10/01/2009 | | M | | |
32,883
| 08/22/2004 | 07/22/2014 |
Common Stock
|
32,883
|
$
9.38
|
0
|
D
| |
|
Non-Qualified Stock Option (right to buy)
| $
7.3
| 10/01/2009 | | M | | |
6,792
| 06/07/2004 | 05/07/2014 |
Common Stock
|
6,792
|
$
9.38
|
9,250
|
D
| |
| William R Hughes | 10/02/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |