1. Name and Address of Reporting Person*
| JUNIPER BUSINESS PLAZA, SUITE 3-C, 3499 RT. 9 NORTH | |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP
[MNRTA] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)| X | Director | X | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | President |
|
3. Date of Earliest Transaction (Month/Day/Year)
10/05/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security
(Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code
(Instr. 8) | 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) | 7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
MNRTA Common Stock
| 10/05/2009 | | M | |
32,750
| A | $
5.04
|
594,437.22
|
D
| |
|
MNRTA Common Stock
| | | | | | | |
129,490.184
|
I
|
Spouse
|
|
MNRTA Common Stock
| | | | | | | |
179,291.684
|
I
|
Landy & Landy Employees' Pension Plan
|
|
MNRTA Common Stock
| | | | | | | |
213,242.154
|
I
|
Landy & Landy Employees' Profit Sharing Plan
|
|
MNRTA Common Stock
| | | | | | | |
86,200
|
I
|
Eugene W. and Gloria Landy Family Foundation
|
|
MNRTA Common Stock
| | | | | | | |
13,048
|
I
|
Landy Investments
|
|
MNRTA Common Stock
| | | | | | | |
5,000
|
I
|
Juniper Plaza Associates
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date
(Month/Day/Year) | 7. Title and Amount of Underlying Securities
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) | 11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Qualified Stock Option to Purchase Common Stock
| $
5.04
| 10/05/2009 | | M | | |
32,750
| 04/04/2002 | 10/04/2009 |
MNRTA Common Stock
|
32,750
|
$
5.04
|
32,750
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
7.25
| | | | | | | 10/20/2009 | 10/20/2016 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
8.22
| | | | | | | 12/12/2008 | 12/12/2015 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
8.7
| | | | | | | 09/21/2006 | 09/21/2013 |
MNRTA Common Stock
|
16,375
| |
16,375
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
8.05
| | | | | | | 01/22/2008 | 01/22/2015 |
MNRTA Common Stock
|
16,375
| |
16,375
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
8.15
| | | | | | | 08/02/2007 | 08/02/2014 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
7.13
| | | | | | | 06/21/2003 | 06/21/2010 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
6.9
| | | | | | | 01/22/2004 | 01/22/2011 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
7.89
| | | | | | | 08/03/2005 | 08/03/2012 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
|
Qualified Stock Option to Purchase Common Stock
| $
8.28
| | | | | | | 08/10/2006 | 08/10/2013 |
MNRTA Common Stock
|
65,000
| |
65,000
|
D
| |
| Eugene W. Landy | 10/06/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
