| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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1. Name and Address of Reporting Person*
| THE HARTFORD, ONE HARTFORD PLAZA | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2009 | 3. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP INC/DE
[HIG]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)| X | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Chairman and CEO |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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|---|
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Common Stock
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0
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D
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
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|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
| Explanation of Responses: |
| Terence D. Shields, POA for Liam E. McGee by Power of Attorney of Liam E. McGee dated October 1, 2009 | 10/07/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
The undersigned does hereby nominate, constitute and appoint Alan J. Kreczko,
Ricardo A. Anzaldua, Laura Santirocco, Amanda Grabowski Aquino, Donald C. Hunt,
Terence D. Shields and Leslie T. Soler or any one or more of them, his true and
lawful attorneys and agents, to do any and all acts and things and execute and
file any and all instruments which said attorneys and agents, or any of them,
may deem necessary or advisable to enable the undersigned (in his individual
capacity or in a fiduciary or any other capacity) to comply with the Securities
Exchange Act of 1934, as amended (the "1934 Act"), and the Securities Act of
1933, as amended (the "1933 Act"), and any requirements of the Securities and
Exchange Commission (the "SEC") in respect thereof, in connection with the
preparation, execution and filing of (i) any report or statement of beneficial
ownership or changes in beneficial ownership of securities of THE HARTFORD
FINANCIAL SERVICES GROUP, INC., a Delaware corporation (the "Company"), that the
undersigned (in his individual capacity or in a fiduciary or any other capacity)
may be required to file pursuant to Section 16(a) of the 1934 Act, including
specifically, but without limitation, full power and authority to sign the
undersigned's name, in his individual capacity or in a fiduciary or any other
capacity, to any report or statement on SEC Form ID, Form 3, Form 4 or Form 5 or
to any amendment thereto, or any form or forms adopted by the SEC in lieu
thereof or in addition thereto, and (ii) any report required under Rule 144 of
the 1933 Act on SEC Form 144 relating to sales of securities of the Company,
hereby ratifying and confirming all that said attorneys and agents, or any of
them, shall do or cause to be done by virtue thereof.
This authorization shall supersede all prior authorizations to act for the
undersigned with respect to securities of the Company in these matters, which
prior authorizations are hereby revoked, and shall remain in effect for so long
as the undersigned (in his individual capacity or in a fiduciary or any other
capacity) has any obligations under Section 16 of the 1934 Act with respect to
securities of the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, I have hereunto set my hand this 1st day of October, 2009.
/s/ Liam E. McGee
Liam E. McGee