| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
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|
1. Name and Address of Reporting Person*
| TEREX CORPORATION, 200 NYALA FARM ROAD | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/05/2009 | 3. Issuer Name and Ticker or Trading Symbol TEREX CORP
[TEX]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | President, Construction |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
|---|
|
Common Stock, $.01 par value
|
52,159
|
D
|
|
|
Common Stock, $.01 par value
|
2,399
|
I
|
401(k) plan
|
|
Common Stock, $.01 par value
|
5,383
|
I
|
By Wife
|
|
Common Stock, $.01 par value
|
1,779
|
I
|
401(k) plan by wife
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
|
|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
|
Employee Stock Option, Right to Buy
| 02/07/2004 | 02/07/2013 |
Common Stock, $.01 par value
|
6,000
|
$
5.66
|
D
|
|
|
Employee Stock Option, Right to Buy
| 08/04/2004 | 08/04/2013 |
Common Stock, $.01 par value
|
7,500
|
$
10.42
|
D
|
|
|
Employee Stock Option, Right to Buy
| 03/11/2005 | 03/11/2014 |
Common Stock, $.01 par value
|
5,000
|
$
17.35
|
D
|
|
|
Employee Stock Option, Right to Buy
| 06/13/2006 | 06/01/2016 |
Common Stock, $.01 par value
|
4,000
|
$
45.75
|
D
|
|
|
Employee Stock Option, Right to Buy
| 09/08/2004 | 09/08/2013 |
Common Stock, $.01 par value
|
6,000
|
$
11.35
|
I
|
By Wife
|
|
Employee Stock Option, Right to Buy
| 03/11/2005 | 03/11/2014 |
Common Stock, $.01 par value
|
900
|
$
17.35
|
I
|
By Wife
|
| Explanation of Responses: |
|
|
Remarks:
|
| /s/ Scott J. Posner, by power of attorney | 10/09/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EX-24
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS THAT I, GEORGE ELLIS,
hereby make, constitute and appoint ERIC I COHEN, JEFFREY A. GERSHOWITZ and
SCOTT J. POSNER, as my true and lawful attorneys-in-fact, to execute and file all
instruments, documents, certificates and other items required to be executed and filed
with the Securities and Exchange Commission by me under and pursuant to Section 16(a)
of the Securities and Exchange Act of 1934, as amended, as a result of my position with
TEREX CORPORATION, including, without limitation, all Forms 3, 4 and 5 that may be
required as a result of my transactions in equity securities of TEREX CORPORATION
while a director or officer of TEREX CORPORATION.
IN WITNESS WHEREOF, I have hereunto set my hand this 6th day of October,
2009.
___/S/George Ellis_________
George Ellis
State of Connecticut )
: ss. Westport
County of Fairfield )
On this 6th day of October, 2009, personally came before me Heather Graham,the undersigned, GEORGE ELLIS, satisfactorily proven to be the person whose name is subscribed to the within instrument and acknowledge that such person executed the same for the purposes herein contained.
____/S/Heather Graham_______________
Notary Public
Date Commission Expires: _06_/_30_/_2013__