1. Name and Address of Reporting Person*
| 10 NETWORK CIRCLE, M/S: UMPK10-147 | |
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/02/2009 | 3. Issuer Name and Ticker or Trading Symbol SUN MICROSYSTEMS, INC.
[JAVA]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | EVP, Corporate Dev. & Alliance |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
|
|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
|
Employee Stock Option (Right to Buy)
| | 11/07/2009 |
Common Stock
|
3,125
|
$
50.36
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 11/07/2009 |
Common Stock
|
3,125
|
$
50.36
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 03/19/2010 |
Common Stock
|
50
|
$
36.56
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 03/19/2010 |
Common Stock
|
2,500
|
$
36.56
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 07/25/2010 |
Common Stock
|
750
|
$
14.8
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 05/21/2011 |
Common Stock
|
1,150
|
$
16.8
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 11/13/2011 |
Common Stock
|
3,500
|
$
16.832
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 07/29/2012 |
Common Stock
|
45,000
|
$
15.16
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 07/28/2013 |
Common Stock
|
60,000
|
$
15.4
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 07/27/2014 |
Common Stock
|
85,000
|
$
17.04
|
D
| |
|
Employee Stock Option (Right to Buy)
| | 07/31/2015 |
Common Stock
|
100,000
|
$
20.4
|
D
| |
| Brian J.Sutphin | 10/13/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |