1. Name and Address of Reporting Person*
| 5757 N. GREEN BAY AVENUE, P.O. BOX 591 | |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol JOHNSON CONTROLS INC
[JCI] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Vice President and Treasurer |
|
3. Date of Earliest Transaction (Month/Day/Year) 11/02/2009 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | Amount | (A) or (D) | Price |
|
Common Stock
| 11/02/2009 | | A | |
6,500
| A | $
24.71
|
43,029.857
|
D
|
|
|
Common Stock
| | | | | | | |
5,791.396
|
I
|
By 401(k) Plan Trust
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|
Phantom Stock Units - Long-Term Incentive Plan
|
| | | | | | | | |
Common Stock
|
5,188.573
| |
5,188.573
|
D
|
|
|
Phantom Stock Units - Retirement Restoration Plan
|
| | | | | | | | |
Common Stock
|
10,674.13
| |
10,674.13
|
D
|
|
|
Phantom Stock Units - Restricted Stock Grant
|
| | | | | | | | |
Common Stock
|
22,244.257
| |
22,244.257
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
20.5633
| | | | | | | 11/17/2006 | 11/17/2014 |
Common Stock
|
24,000
| |
24,000
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
22.5617
| | | | | | | 11/16/2007 | 11/16/2015 |
Common Stock
|
60,000
| |
60,000
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
23.965
| | | | | | | 10/02/2008 | 10/02/2016 |
Common Stock
|
48,000
| |
48,000
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
40.21
| | | | | | | 10/01/2009 | 10/01/2017 |
Common Stock
|
36,000
| |
36,000
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
28.79
| | | | | | | 10/01/2010 | 10/01/2018 |
Common Stock
|
48,000
| |
48,000
|
D
|
|
|
Employee Stock Option (Right to Buy)
| $
24.87
| | | | | | | 10/01/2011 | 10/01/2019 |
Common Stock
|
48,000
| |
48,000
|
D
|
|
| Angela M. Blair, Attorney-in-fact for Frank A. Voltolina | 11/03/2009 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |