BOCA RATON, Fla., Aug. 8, 2012 /PRNewswire/ -- CBG Financial Group, Inc. (CBG), a Boca Raton based financial services firm, recently introduced William Karvecky as the company's New York area Branch Compliance Manager.
In this position, Karvecky will assist CBG's Chief Compliance Officer with the ongoing development, implementation, and evaluation of the company's compliance programs and procedures, ensuring conformity with regulatory requirements. Karvecky will be working from CBG's New York operation.
Karvecky arrives at CBG from Wilmington Capital Securities, LLC where he was Chief Compliance Officer and Director of Insurance. Prior to that Karvecky was Senior General Auditor for Guardian Life Insurance Company and Senior Compliance Officer of American Capital Partners, LLC. From 2000 to 2005 Karvecky held the position of Compliance Examiner with National Association of Securities Dealers, (NASD) a.k.a. FINRA.
"We are extremely pleased to have Bill join CBG Financial Group at this stage of our company's growth," says M. Carleton Boothe, CBG's CEO and President. "His knowledge and background make Bill a key addition and another example of CBG's commitment to building a strong, successful, and extremely compliant financial services company."
Karvecky will report to CBG's Chief Compliance Officer, Bao Q. Nguyen. "Maintaining a strong culture of compliance is essential for any financial services company that wants to provide value to its customers on an enduring basis," said Mr. Nguyen "As a seasoned compliance professional and former regulator, we firmly believe that Bill will provide smart, solid leadership as we continue to achieve our goals"
Karvecky received his bachelor's degree in finance from SUNY, Old Westbury, and his MBA from Long Island University. He holds the FINRA- Series 7, 24, and 66 designations, as well as the NY Life and Health Insurance license. He currently resides in St. James, NY with his wife.
CBG Financial Group and its affiliated companies provide securities and insurance services.
About CBG Financial Group:
CBG Financial Group, Member FINRA/SIPC (http://www.cbgfinancial.com) is a privately held company based in Boca Raton, FL.
CBG Financial Group Contact:
800-914-3060 -
Lauren.Jemini@cbgfinancial.com
Agency Contact:
IBDSearch, LLC
(813) 961-2537 -
brad@ibdsearch.com
SOURCE CBG Financial Group