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Option Spotlight: Flipping The Switch On Industrials

 July 18, 2011 09:38 AM
 

(By Philip Guziec, CFA)

Our sector spotlight highlights industrial names, where rising volatility could provide covered call or cash-secured put opportunities. 
We use Morningstar's proprietary industry-level data to find sectors and industries attractive for option-based investment strategies. The charts at the bottom show much of the average implied volatility for each sector differs from its trailing three-month average (vertical bars, indexed on left-hand scale), the change in implied volatility from week to week (dark blue line, indexed on the right-hand scale), and the history of implied volatility for the energy industry.

Sector volatility rose broadly over the week, with the exception of utilities. Industrials and consumer cyclical stocks showed the most elevated uncertainty relative to the trailing quarter.
Industrial and consumer cyclical names showed the most elevated uncertainty relative to the trailing quarter, with a broad rise in uncertainty leaving only basic materials and utility names below their trailing-quarter average. As volatility is rising in industrial names, it might be an opportunity to sell downside exposure to undervalued shares. Our sector standout chart below shows how much the average implied volatility for each sector differs from its trailing average. Vertical bars (indexed on left-hand scale) show present sector volatilities with respect to historical averages. The dark blue line (indexed on the right-hand scale) shows weekly changes. For those of you looking to generate income from rising volatility by selling downside exposure on industrials companies, you could sell bullish covered calls and cash-secured put options in the industrials sector.
Morningstar's best bullish ideas in industrials are General Electric (GE) and health-care staffing firm, which we consider an industrial function, AMN Healthcare Services (AHS).

General Electric positions itself to be a leader in all markets in which it competes. After shedding underperforming businesses during the past few years, the firm has energy infrastructure square in its sights. We believe GE will emerge as a leader in the power infrastructure market, which will be the backbone for the firm's growth. Exiting the recession, we think CEO Jeff Immelt finally has the portfolio he wants. He essentially put the company on a diet, trimming the business to an impressive core portfolio. NBC Universal should move out of the picture by year's end, leaving the energy, health-care, and aviation pieces intact.

All of these are wide-moat franchises, in our opinion.


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The sector scan is based on 15-30 minutes delayed data. The Pattern scan is based on EOD data.